06/26/2016
Can you name some events that could increase the risk for an internal embezzlement?
06/26/2016
Among my many duties, I hold the title of Security Officer. I suspect a person on our staff is involved with something odd, potentially internal fraud. What should I do?
05/01/2016
Our institution is reviewing procedures for our wire room and call center to respond to inquiries or actual wire transfer requests. Do you have any suggestions?
04/24/2016
We operate a small bank yet we experienced losses to criminals from Eastern Europe attacking our account holders. How did they know the information on our account holders and that they banked with our institution?
04/17/2016
Our computer penetration company compromised our financial institution by dressing like our local fire inspectors and taking an inspection tour of our branch. How do we detect those types of sneaky tactics by social engineers?
09/27/2015
Do you have any ideas for all clear signals?
07/15/2013
I have a business customer where the aggregated cash in on all deposits is over $10,000. The business has locations in 4 different cities and all the locations had deposits on this day. Do I have to do a part 1 on the CTR for each business location?
04/15/2013
The new E-Filing form FinCEN CTR form 112 doesn't require us to enter any option in field number 39 (rssd #) should we be entering this information anyway? and if so, do we have to go back and redo all the prior CTRs or wait for them to be returned?
04/08/2013
We are reviewing our emergency evacuation drills and attempting to reinforce the need to be ready for the unexpected without creating panic in the branches. Any best practices suggestions on how to accomplish this?
04/08/2013
We have a main office and five branches. We have always used our main office address for CTR filings (and recently the RSSD for the main office). I became aware today that each branch has its own RSSD number (thanks to your BOL Daily Briefing)Should we start using the individual branch address and unique RSSD number, based on where the transaction took place for CTR filing? What if it has multiple transactions and multiple locations?