Can our bank prohibit (or strongly discourage) employees from listing their bank name on their personal Facebook page?
I was asked two questions regarding security at the drive-thru window and would like your input.
1) If a robber sends a note and/or shows a weapon at the drive-through window, does the teller follow the robbery protocol as a lobby robbery? (I said yes - just want to verify).
2) If a bomb is placed in the drive-through tube/drawer, do they send it back? What do they do? (I say don't move bomb; lock down the facility and evacuate. Call police. I don't know that there's any safe way to alert others in the drive-through.)
I attended Ken Golliher's seminar yesterday in Tulsa, it was very informative. I understood him to say that even if we don't do international transactions at this time, that he would still advise us to address Section 311 (Special Measures) of the USA PATRIOT Act in our policy/procedures. I was hoping someone
could weigh in on this for me.
We are regulated by the FDIC. Are we required to OFAC screen any local organizations prior to making any charitable donations to them?
Among credit risk, market risk and operational risk, developing a good operational risk management program seems to be the most challenging. Can't our existing compliance processes (e.g., AML, Red Flags, GLBA, etc.) contribute to operational risk management?
Where can I find the verbiage for the CIP notice?
FinCEN?s mission, in simplest terms, is to protect the national security and safeguard the financial system from the abuses of financial crime, including terrorist financing, money laundering and o
The U.S. State Department issued a final rule in October that creates the requirement that new U.S. passports contain a radio frequency computer chip to affirm identity of the document holder.
Under the USA PATRIOT Act of 2001, Section 314(a), the Financial Crimes Enforcement Network (FinCEN), a department of the U.S.
The Federal Bureau of Investigation initiated a Material Support of Terrorism investigation based on a Suspicious Activity Report filed by a bank detailing a series of overseas financial transactio