Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
Risk Assessment Matrix
Background - A Bankers' Threads user asked if anyone would be willing to share a sample matrix in regards to security/risk for privacy. Some of these 17 documents are based on the OCC's Community Bank Supervision Handbook which has since been updated. The Handbook has samples of matrixes and what to use to evaluate your risks. Although it does not specify "privacy" as originally requested, privacy would be an item that would need risk assessed.
There are 17 documents to this Risk Management Program, starting with a policy and with documents to assess and evaluate risk. (right click on link and save the file to your hard drive)
First published on 09/01/2006