Skip to content
 

314(a) Documentation Spreadsheet

BOL user Peg Eekhoff has created a spreadsheet to be used in connection with processing Section 314(a) search requests from FinCEN.It outlines each of the seven areas a financial institution must search, and makes it easy to document that the search was performed

Office spreadsheet icon Spreadsheet - Excel
Print print Email email Share share

First published on 01/15/2005

Filed under: 
Compliance
Operations
Filed under compliance as: 
AML/BSA
FinCEN
Filed under operations as: 
FinCEN
Anti-Money Laundering

Report a problem with this page

Banker Store View All

From training, policies, forms, and publications, to office products and occasional gifts, it’s available here:

Banker Store

hot right now

image description

Looking for effective, convenient training on a particular subject?

BOL Learning Connect offers more than 200 courses ON-DEMAND or on CD ROM from AML to Reg Z and every topic in between.

Search Tools