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314(a) Compliance Checklist

It's not enough to simply perform the searches required by the USA PATRIOT Act Section 314(a) information requests and report matches.It's also important to document the steps you took.Liz Slim came up with a checklist for documenting the searches for FinCEN 314(a)information requests. Save yourself some time by starting with her form!

First published on 01/15/2005

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