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New Account Risk Assessment Worksheet

When opening a new account for a business entity, sole proprietor, or nonprofit organization, this worksheet can be used by a new account representative to provide guidance on the types of questions that should be asked and information obtained about the type and nature of the customer's business, expected deposits and withdrawals and types of transactions anticipated.BOL Threads user Little Devil contributed this worksheet, and suggests that the data to complete it be gathered during the new account interview, then forwarded to the BSA Officer for review.If the account is deemed a "high risk account" under the institution's AML program, it would be placed on the monitoring list.

First published on 01/01/2005

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