Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
Assessment of Unauthorized Access to Sensitive Customer Information Worksheet
Cindy Williams of Community State Bank, N.A, Ankeny, Iowa, created this form in response to the "Interagency Guidance on Response Programs for Unauthorized Access to Customer Information and Customer Notice." You may use this to guide the process for the required assessment when a suspected compromise may have occurred to "sensitive customer information". It would also serve as documentation of the steps that were taken. Information here can support your position to file or not file a SAR as well.
This could be used by a management team responsible for responding to a possible information compromise. Information from this group would be used to complete the form.
First published on 01/15/2005