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Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.

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Ethics Training for the Board and Senior Management

The board and senior management approve policies and ensure that the bank operates at the highest standards. Maintaining ethical standards is a component of this and training is necessary for everyone in the bank. This culture starts with your board and senior management, so BOL user Devil Queen has provided a sixteen slide PowerPoint that is on point as it covers RESPA, your Code of Conduct, Code of Ethics, Conflicts of Interest and the Bank Bribery Act.

Starting with a RESPA (Section 8) overview, topics contributing to today's environment of ethical behavoir include Enron, Sarbanes-Oxley, whistleblower provisions and corporate governance. Follow up with a review of conduct, ethics, conflicts of interest and conclude with a presentation of your own policy on this. Some slides already have speaker's notes to assist in the presentation.

First published on 04/01/2006

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