Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
Compliance Tools
Courtesy Overdraft Program Advertising Matrix
03/01/2013A one-page matrix to assist in your overdraft protection program advertising.
Strategic Planning - CRA Product Search
03/01/2013An employee questionnaire for feedback on products and services to help you develop your strategic plan and refine your CRA program.
Fair Lending Training
03/01/2013Fair lending PowerPoint - starter document requires current enforcement actions to be timely.
Banking for Servicemembers
03/01/2013A procedure and letter templates for handling SCRA requests.
FCRA - Identity Theft Protection Provider Worksheet
03/01/2013Forms to assist in vendor selection with FCRA Red Flag rules, and a summary of the rules.
HMDA Checklist and Data Collection
03/01/2013This has two tools, a HMDA Data Collection Form and a template for tracking HMDA records and problems needing correction.
CRA/HMDA Tools: Income by Tract
03/01/2013Census data is out there, but it's nice to have it organized for you. Here is the 2005 Estimated Median Family Income.
FCRA - Credit Report Direct Dispute
03/01/2013Forms to assist you in receiving and resolving FCRA direct disputes.
FCRA - Red Flag Account Warnings
03/01/2013Sarah Scott, CRCM and VP Compliance and CRA at County Bank in Merced, CA, has provided this Excel worksheet to assist bankers in managing red flag warnings.
Logos for Your Website
03/01/2013Deposit insurance and equal lending logos.
CFPB Supervision and Examination Manual
03/01/2013Link to the CFPB Supervision and Examination Manual page for the latest materials.
FDIC Compliance Examination Procedures
03/01/2013The FDIC Compliance Exam manual.
Audit Action Items Tracking Report
03/01/2013This tracking report form provided by Bob Simpson of Machias Savings Bank, will be useful to follow up on those outstanding audit issues.You complete the audit, weaknesses are foun
Reg E Calculator & Liability Calculation Tool
03/01/2013An Excel spreadsheet to assist in calculating EFT claims liability and key action dates.
Section 314(a) Records Requests
03/01/2013Cheat sheet on what to search and not to search under 314(a).
Ability to Repay - Reg Z
02/15/2013This is an easier to understand version of the ATR requirements.
Adverse Actions Notice Audit Workpaper
08/01/2012This audit, QC tool is used to make sure all HMDA information required either by reg or investor is in the file and compare it to the information in the software that reports LAR data.
Reg Z - High Priced Mortgage Loan Checklist
05/12/2012High Priced Mortgage Loan Checklist and Worksheet.
Private ATM Checklist - BSA
05/01/2012An ATM checklist used primarily for BSA accountability, but it has other uses.
Fair Lending Worksheet - Second Review
05/01/2012This Second Review sheet is a guide to document that all considerations were given to the applicant(s) prior to denial.
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