Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
Compliance Tools
Changed Circumstance Documentation
10/21/2011Documents an audit trail for changed circumstances when you reissue Good Faith Estimates.
Interagency Flood Q&A
10/01/2011Interagency Q&A on Flood, Oct. 2011.
APR Quotation Tables
07/15/2011Excel tables that can be customized so that correct APR disclosures can be made to customers, as required by Reg Z.
Overdraft Program Risk Assessment Worksheet
05/01/2011Risk rating overdraft programs in 18 areas.
SAFE Act Questionnaire
02/01/2011There is a two-prong test to determine if an employee is an MLO under the SAFE Act. This tool allows a self-test.
SAFE Act Training
02/01/2011A 20 slide PowerPoint presentation suitable for training management and Mortgage Loan Officers on the basics of the SAFE Act.
Servicemembers Civil Relief Act Notice
01/15/2011UPDATED 05/04/2022 - HUD Notice required for SCRA borrowers. This BOL version allows your required edits (see the red colored text to change and remove).
SAFE Policy & Procedures
09/15/2010A sample policy and procedure for the SAFE Act.
Right to Financial Privacy Act Certificate of Compliance
09/01/2010A Certificate of Compliance with the Right to Financial Privacy Act of 1978 - may be required when you have a request for customer documents. Your good faith reliance on this certificate relieves your bank, its employees and agents of any possible liability.
GFE Changed Circumstance Checklist
02/05/2010The form may be used to document a changed circumstance under RESPA. It can help document facts for Audit and so staff can better understand what a changed circumstance is.
Privacy - Model Form
02/01/2010Word versions of the Privacy Notice with pull down menus for selections of options available.
Fair Lending Analytical Reports
01/01/2010An offer for a free set of reports that will help you prepare for "lending disparity" questions from your examiners, compliance committee, bank board and senior executives.
Reg Z Date Worksheets
06/09/2009Good Faith Estimate date calculator.
Jeopardy Training Game - Two Versions
05/13/2009BSA training in the form of a Jeopardy game. One game is in Excel format, the other PowerPoint.
Red Flags/Identity Theft Audit Program
05/01/2009This is a Red Flags audit workpaper based on interagency examination procedures.
Red Flag Assessment Testing
05/01/2009This is a process for Red Flags risk assessment testing with documentation.
Red Flag 101 Training
05/01/2009PowerPoint training (27 slides) with practical application exercises for your Red Flag program.
Clean Desk Policy & Privacy Citation and Commendation
02/01/2009This is a template for a Clean Desk Policy. It's an ideal companion the Privacy Citation and Commendation also available on this page.
Unlawful Internet Gambling Enforcement Act Policy
02/01/2009This is a policy template for Unlawful Internet Gambling Enforcement Act (UIGEA) as implemented by Reg. GG.
FCRA and Red Flag Training Program plus Policy and Procedures
11/08/2008This page includes training PowerPoints on the FCRA and Red Flags, as well as a policy and procedures template for the FCRA.
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