Director Education - E-Fraud
03/01/2013BOL user, Devil Queen, has submitted another tool. This one is for training. This is a brief 12-slide PowerPoint presentation directed at the board of directors.
Operations Tools
Risk Rating New Accounts
03/01/2013Risk rating new accounts can be difficult and the process was made more difficult with the rules involving internet gambling.
Reg E Calculator & Liability Calculation Tool
03/01/2013An Excel spreadsheet to assist in calculating EFT claims liability and key action dates.
Annual Identity Theft Red Flags Board Report -- Sample
03/01/2013This template may be used as a starting point to develop your own Annual Identity Theft Red Flags Board Report.
REPORT OF INVESTIGATION: Initial Report
03/01/2013This sample investigative report was created by BOL Guru Dana Turner.
Private ATM Checklist - BSA
05/01/2012An ATM checklist used primarily for BSA accountability, but it has other uses.
Overdraft Program Risk Assessment Worksheet
05/01/2011Risk rating overdraft programs in 18 areas.
Federal Garnishment Calculator
04/01/2011Federal garnishment analysis calculator includes the look-back period.
Right to Financial Privacy Act Certificate of Compliance
09/01/2010A Certificate of Compliance with the Right to Financial Privacy Act of 1978 - may be required when you have a request for customer documents. Your good faith reliance on this certificate relieves your bank, its employees and agents of any possible liability.
Privacy - Model Form
02/01/2010Word versions of the Privacy Notice with pull down menus for selections of options available.
Jeopardy Training Game - Two Versions
05/13/2009BSA training in the form of a Jeopardy game. One game is in Excel format, the other PowerPoint.
Red Flags/Identity Theft Audit Program
05/01/2009This is a Red Flags audit workpaper based on interagency examination procedures.
Red Flag Assessment Testing
05/01/2009This is a process for Red Flags risk assessment testing with documentation.
Red Flag 101 Training
05/01/2009PowerPoint training (27 slides) with practical application exercises for your Red Flag program.
Clean Desk Policy & Privacy Citation and Commendation
02/01/2009This is a template for a Clean Desk Policy. It's an ideal companion the Privacy Citation and Commendation also available on this page.
Unlawful Internet Gambling Enforcement Act Policy
02/01/2009This is a policy template for Unlawful Internet Gambling Enforcement Act (UIGEA) as implemented by Reg. GG.
FCRA and Red Flag Training Program plus Policy and Procedures
11/08/2008This page includes training PowerPoints on the FCRA and Red Flags, as well as a policy and procedures template for the FCRA.
Cash Withdrawal Letter of Indemnification
09/01/2008To mitigate risk, the bank may want an acknowledgement from customers withdrawing large amounts of cash that they were advised of other options.
Red Flag (Found) Worksheet
08/01/2008This worksheet will be used when an employee sees a Red Flag and must react.
Suspicious Activity Investigative Report Form
07/10/2008Whether or not a SAR is filed after suspicious activity, information must be gathered, reviewed and retained for future review. This form is designed to help for this..
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