Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
Operations Tools
Director Education - E-Fraud
03/01/2013BOL user, Devil Queen, has submitted another tool. This one is for training. This is a brief 12-slide PowerPoint presentation directed at the board of directors.
Risk Rating New Accounts
03/01/2013Risk rating new accounts can be difficult and the process was made more difficult with the rules involving internet gambling.
Reg E Calculator & Liability Calculation Tool
03/01/2013An Excel spreadsheet to assist in calculating EFT claims liability and key action dates.
Annual Identity Theft Red Flags Board Report -- Sample
03/01/2013This template may be used as a starting point to develop your own Annual Identity Theft Red Flags Board Report.
REPORT OF INVESTIGATION: Initial Report
03/01/2013This sample investigative report was created by BOL Guru Dana Turner.
Private ATM Checklist - BSA
05/01/2012An ATM checklist used primarily for BSA accountability, but it has other uses.
Overdraft Program Risk Assessment Worksheet
05/01/2011Risk rating overdraft programs in 18 areas.
Federal Garnishment Calculator
04/01/2011Federal garnishment analysis calculator includes the look-back period.
Right to Financial Privacy Act Certificate of Compliance
09/01/2010A Certificate of Compliance with the Right to Financial Privacy Act of 1978 - may be required when you have a request for customer documents. Your good faith reliance on this certificate relieves your bank, its employees and agents of any possible liability.
Privacy - Model Form
02/01/2010Word versions of the Privacy Notice with pull down menus for selections of options available.
Jeopardy Training Game - Two Versions
05/13/2009BSA training in the form of a Jeopardy game. One game is in Excel format, the other PowerPoint.
Red Flags/Identity Theft Audit Program
05/01/2009This is a Red Flags audit workpaper based on interagency examination procedures.
Red Flag Assessment Testing
05/01/2009This is a process for Red Flags risk assessment testing with documentation.
Red Flag 101 Training
05/01/2009PowerPoint training (27 slides) with practical application exercises for your Red Flag program.
Clean Desk Policy & Privacy Citation and Commendation
02/01/2009This is a template for a Clean Desk Policy. It's an ideal companion the Privacy Citation and Commendation also available on this page.
Unlawful Internet Gambling Enforcement Act Policy
02/01/2009This is a policy template for Unlawful Internet Gambling Enforcement Act (UIGEA) as implemented by Reg. GG.
FCRA and Red Flag Training Program plus Policy and Procedures
11/08/2008This page includes training PowerPoints on the FCRA and Red Flags, as well as a policy and procedures template for the FCRA.
Cash Withdrawal Letter of Indemnification
09/01/2008To mitigate risk, the bank may want an acknowledgement from customers withdrawing large amounts of cash that they were advised of other options.
Red Flag (Found) Worksheet
08/01/2008This worksheet will be used when an employee sees a Red Flag and must react.
Suspicious Activity Investigative Report Form
07/10/2008Whether or not a SAR is filed after suspicious activity, information must be gathered, reviewed and retained for future review. This form is designed to help for this..
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