Modern Payments Infrastructure: 1 Platform, 1 API, All Channels
Is it time for a solution refresh? Legacy processes can’t always keep up. Ask yourself these questions to assess your payments modernization goals and explore the benefits of a single platform for all Day 1 and Day 2 processing.
Operations Tools
BOLlywood Squares
01/15/2005BSA/OFAC/Privacy/InfoSec training games for various staff levels in the bank.
Training Calendar
01/15/2005Planning calendar for required training.
Alerts & Counterfeits
01/15/2005Consolidated database of regulatory agencies alerts and counterfeit items.
Release of Claim Forms
01/15/2005Release of liability forms when claims are withdrawn for a Reg E error or forgery.
314(a) Compliance Checklist
01/15/2005Worksheet for documenting 314(a) searches.
I.D. Theft Procedures and Customer Claim Form
01/15/2005Identity theft procedures and claim forms.
314(a) "What to Search" Cheat Sheet
01/15/2005Cheat sheet on areas to review for 314(a) inquiries.
CIP - ID Workflow Charts
01/15/2005Two identification workflow charts: one for individual accounts and one for business accounts.
314(a) Documentation Spreadsheet
01/15/2005This spreadsheet outlines the seven areas which must searched in connection with processing Section 314(a) search requests from FinCEN.
OFAC Procedures
01/01/2005Two sets of OFAC procedures: one is for the bankers, and one is for the operations center.
BSA Exemption Review
01/01/2005BSA Exemption Review Form designed for account officers in documenting eligibility for exemption under Phase II rules.
BSA/CIP Awareness Signs
01/01/2005Three signs to increase awareness of the importance of BSA and CIP compliance.
Foreign Naming Conventions
01/01/2005This will assist in understanding naming conventions from various nationalities. This can make BSA/OFAC issues easier to address.
Human Resources Review
01/01/2005A questionnaire designed to ensure that six different areas of HR are properly reviewed.
New Account Risk Assessment Worksheet
01/01/2005This worksheet will assist in risk-rating new commercial accounts.
Know Your Money
12/15/2004The two linked pages are self-scoring quizzes. Answers are entered by clicking the button corresponding to your selection on each question. .
Reg D Chart - Limitations on Withdrawals and Transfers from Savings Deposits
01/01/2003Cheat Sheet for transfer limits from savings accounts, including Money Market Deposit Accounts.
MSB Review and Risk Analysis Worksheet
06/01/2002This is a two-page form for performing and documenting a review and risk assessment of MSBs.
Disaster Recovery Guidelines
03/01/2002Guidance for developing and maintaining an effective disaster management plan.
Hold Harmless Letter
03/01/2001Sample hold harmless (indemnification) letter.