Modern Payments Infrastructure: 1 Platform, 1 API, All Channels
Is it time for a solution refresh? Legacy processes can’t always keep up. Ask yourself these questions to assess your payments modernization goals and explore the benefits of a single platform for all Day 1 and Day 2 processing.
All Banker Tools
SAFE Act Questionnaire02/01/2011
There is a two-prong test to determine if an employee is an MLO under the SAFE Act. This tool allows a self-test.
SAFE Act Training02/01/2011
A 20 slide PowerPoint presentation suitable for training management and Mortgage Loan Officers on the basics of the SAFE Act.
Servicemembers Civil Relief Act Notice01/15/2011
UPDATED 05/04/2022 - HUD Notice required for SCRA borrowers. This BOL version allows your required edits (see the red colored text to change and remove).
SAFE Policy & Procedures09/15/2010
A sample policy and procedure for the SAFE Act.
Right to Financial Privacy Act Certificate of Compliance09/01/2010
A Certificate of Compliance with the Right to Financial Privacy Act of 1978 - may be required when you have a request for customer documents. Your good faith reliance on this certificate relieves your bank, its employees and agents of any possible liability.
GFE Changed Circumstance Checklist02/05/2010
The form may be used to document a changed circumstance under RESPA. It can help document facts for Audit and so staff can better understand what a changed circumstance is.
Privacy - Model Form02/01/2010
Word versions of the Privacy Notice with pull down menus for selections of options available.
Fair Lending Analytical Reports01/01/2010
An offer for a free set of reports that will help you prepare for "lending disparity" questions from your examiners, compliance committee, bank board and senior executives.
Allowance for Loan Loss Testing -- SOX10/09/2009
This "Allowance for Loan Loss Testing" can be used in addition to the ALLL work papers, for further testing according the Sarbanes Oxley (SO
Allowance for Loan and Lease Loss10/01/2009
This "Findings Report" is brief, but is sufficient to conduct a standard ALLL audit. It contains both Objectives and Audit Procedures.
Reg Z Date Worksheets06/09/2009
Good Faith Estimate date calculator.
Jeopardy Training Game - Two Versions05/13/2009
BSA training in the form of a Jeopardy game. One game is in Excel format, the other PowerPoint.
Red Flag Assessment Testing05/01/2009
This is a process for Red Flags risk assessment testing with documentation.
Red Flag 101 Training05/01/2009
PowerPoint training (27 slides) with practical application exercises for your Red Flag program.
Red Flags/Identity Theft Audit Program05/01/2009
This is a Red Flags audit workpaper based on interagency examination procedures.
Unlawful Internet Gambling Enforcement Act Policy02/01/2009
This is a policy template for Unlawful Internet Gambling Enforcement Act (UIGEA) as implemented by Reg. GG.
Clean Desk Policy & Privacy Citation and Commendation02/01/2009
This is a template for a Clean Desk Policy. It's an ideal companion the Privacy Citation and Commendation also available on this page.
FCRA and Red Flag Training Program plus Policy and Procedures11/08/2008
This page includes training PowerPoints on the FCRA and Red Flags, as well as a policy and procedures template for the FCRA.
Cash Withdrawal Letter of Indemnification09/01/2008
To mitigate risk, the bank may want an acknowledgement from customers withdrawing large amounts of cash that they were advised of other options.
Red Flag (Found) Worksheet08/01/2008
This worksheet will be used when an employee sees a Red Flag and must react.