All Banker Tools
Link to the FRB's Consumer Compliance Handbook.
Bank Secrecy Act/Anti-Money Laundering and OFAC PowerPoints to train your board of directors. There are two versions so that you can choose between more or less detail in the slides.
PowerPoint on risk rating customers.
PowerPoint training program on the Medical Information requirements under FACTA / FCRA.
Chart to determine HMDA applicability and therefore the need for GMI under HMDA.
An excellent overview of the diverse, but often overlooked, Hispanic market and possible solutions to marketing to Hispanics.
This Excel spreadsheet is used to calculate rescission days for loans.
Financial statements generally certify they are correct but the certification may not be directed to your bank. This form corrects that so the customer doesn't have to complete a new financial statement.
Five areas of training required by regulation.
Denotes the differences in the requirements and effects of insurance disclosures under Reg. Z and the Consumer Protection in Sales of Insurance.
Katrina photos that may be used for flood, disaster recovery or other training.
A starter document for assessing risk areas on major lines of business within the bank.
Handout for disaster preparedness by individuals. This contains contact information for services and documents.
Recap of banking related regulations and applicability.
Resource information for a customer notification process when confidential information has been compromised.
These worksheets help risk rate existing account relationships for BSA risk. The criteria defined will also assist in training.
Checklist for desk areas to audit for security of customer information.
This is a PowerPoint presentation designed to acquaint new employees with basic compliance requirements.
Training sheet for HMDA loan classifications, pre-2018 HMDA rule.
Form - Customer Information Risk Profile, helps CSRs get necessary information for risk rating accounts.