All Banker Tools
This is a one page overview of the FCRA/FACTA rules effecting the use of medical information in credit transactions.
Ethics PowerPoint training for the board and senior management on topics including RESPA Section 8, Code of Conduct and Conflicts of Interest and the Bank Bribery Act.
Link to the FRB's Consumer Compliance Handbook.
To give your audits statistical validity you must have a method of determining the sample. This Excel spreadsheet will give your findings a 90 percent accuracy rate based on the number of items reviewed and the interval of the items selected.
Bank Secrecy Act/Anti-Money Laundering and OFAC PowerPoints to train your board of directors. There are two versions so that you can choose between more or less detail in the slides.
Chart to determine HMDA applicability and therefore the need for GMI under HMDA.
PowerPoint training program on the Medical Information requirements under FACTA / FCRA.
PowerPoint on risk rating customers.
An excellent overview of the diverse, but often overlooked, Hispanic market and possible solutions to marketing to Hispanics.
This Excel spreadsheet is used to calculate rescission days for loans.
Financial statements generally certify they are correct but the certification may not be directed to your bank. This form corrects that so the customer doesn't have to complete a new financial statement.
Denotes the differences in the requirements and effects of insurance disclosures under Reg. Z and the Consumer Protection in Sales of Insurance.
Five areas of training required by regulation.
Katrina photos that may be used for flood, disaster recovery or other training.
Handout for disaster preparedness by individuals. This contains contact information for services and documents.
A starter document for assessing risk areas on major lines of business within the bank.
Recap of banking related regulations and applicability.
Resource information for a customer notification process when confidential information has been compromised.
Checklist for desk areas to audit for security of customer information.
Form - Customer Information Risk Profile, helps CSRs get necessary information for risk rating accounts.