All Banker Tools
Checklist for desk areas to audit for security of customer information.
Form - Customer Information Risk Profile, helps CSRs get necessary information for risk rating accounts.
This is a PowerPoint presentation designed to acquaint new employees with basic compliance requirements.
These worksheets help risk rate existing account relationships for BSA risk. The criteria defined will also assist in training.
This is a CIP risk analysis worksheet for new and existing accounts.
FACT Act policy template. This may be included in your FCRA Policy.
Chart of required lobby signage.
This is a spreadsheet for use in analyzing and documenting potential OFAC hits.
Boo Boo Forms - a humorous and gentle tool for communicating about compliance violations on loan documentation.Could easily be adapted to other areas of compliance.
Excel spreadsheets for use in ARM disclosure spreads.
Georgia specific differences between a finance charge and points/fees.
Security review checklists for branches.
This spreadsheet outlines the seven areas which must searched in connection with processing Section 314(a) search requests from FinCEN.
Sample Bank Investment Policy.
Cheat sheet on areas to review for 314(a) inquiries.
A checklist for your Information Security program.
Safe deposit policy and procedure template.
Example of Information Security clause in a contract.
Consolidated database of regulatory agencies alerts and counterfeit items.
New accounts worksheet developed for accounts opened when the applicant is not present in person or all signers are not present.