All Banker Tools
Humorous signs from the "Privacy Police" for spot checks and training.
Boo Boo Forms - a humorous and gentle tool for communicating about compliance violations on loan documentation.Could easily be adapted to other areas of compliance.
This manual is a good tool for banks that are trying to create uniformity within their audit program.
CRA File codes for FFIEC reporting
ECOA Adverse Action Notice Cheat Sheet - Which fields are completed under what scenarios.
Explains what the reasons on an Adverse Action Notice for ECOA really mean.
Funds Verification Procedures
A loan package form to ensure CRA credit is not missed.
This form is easily integrated into the loan workflow so the bank doesn't miss CRA credit.
A series of CRA worksheets to track community development investments, loans, donations and services.
Checklist of functionality desired for Check 21, vendor due diligence.
P.L.E.A.S.E. is an acronym for ID verification.
Advertising checklist for prepublication checks or audits after use.
3 tools developed for use with overdraft protection products: a matrix that analyzes the applicability of Regs E and Z to the product, a repayment plan agreement for commercial account overdrafts, and an installment repayment plan agreement for consumer customers.
Two printable robbery deterrent signs. One says the FBI investigates bank robbery cases and the other is a surveillance notice.
A chart depicting different regulatory definitions of "business day."
Starter template for a BSA/AML policy.
A checklist of procedures to follow in connection with the night depository function.
Two identification workflow charts: one for individual accounts and one for business accounts.
A primer on regulatory research.