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Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.

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FRB acts against former Barclays trader

The Federal Reserve Board has announced it has issued a notice of intent seeking a $1.2 million civil money penalty and a permanent ban on employment in the banking industry in an enforcement action against Christopher Ashton, a foreign exchange (FX) trader at Barclays PLC who is alleged to have manipulated FX pricing benchmarks. The trader is alleged to have used electronic chat rooms to coordinate FX trading, facilitate manipulation of FX pricing benchmarks, disclose confidential customer information to traders at other organizations, and engage in other unsafe and unsound practices.

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