Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
SEC launches new tool for investors
The Securities and Exchange Commission has announced the launch of an additional online search feature that enables investors to research whether the individual trying to sell investments has a judgment or order entered against them in an enforcement action. The SEC Action Lookup for Individuals – or SALI – is intended to assist the public in making informed investment decisions and avoiding financial fraud.
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