Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
OCC supervision plan for FY 2019
The Office of the Comptroller of the Currency has released its bank supervision operating plan for fiscal year 2019. Supervisory strategies for FY 2019 focus on:
- cybersecurity and operational resiliency.
- commercial and retail credit loan underwriting, concentration risk management, and the allowance for loan and lease losses.
- Bank Secrecy Act/anti-money laundering (BSA/AML) compliance management.
- compliance-related change management to address regulatory requirements.
- internal controls and end-to-end processes necessary for product and service delivery
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