Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
Former 'bank' execs pay $2.7M to settle SEC charges
The Security and Exchange Commission has announced that two former executives behind an allegedly fraudulent initial coin offering (ICO) that was stopped by the Commission earlier this year have been ordered to pay nearly $2.7 million and prohibited from serving as officers or directors of public companies or participating in future offerings of digital securities. AriseBank’s then-CEO Jared Rice Sr. and then-COO Stanley Ford were accused of offering and selling unregistered investments in their purported “AriseCoin” cryptocurrency by depicting AriseBank as a first-of-its-kind decentralized bank offering a variety of services to retail investors.
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