Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
NJ firm pays $75K for Ukraine sanctions violations
Haverly Systems, Inc. (“Haverly”), a New Jersey corporation with offices in Texas and California, has agreed to pay OFAC $75,375 to settle its potential civil liability for two apparent violations of the Ukraine Related Sanctions Regulations. From May 2016 to January 2017, Haverly apparently violated Executive Order 13662, “Blocking Property of Additional Persons Contributing to the Situation in Ukraine,” when it transacted or otherwise dealt in new debt of greater than 90 days' maturity. OFAC determined that Haverly did not voluntary self-disclose the apparent violations to OFAC, and the apparent violations constitute a non-egregious case.
print
share