Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
Japanese bank to correct AML/BSA deficiencies
The Federal Reserve Board has executed a Written Agreement with Sumitomo Mitsui Banking Corporation, Tokyo, Japan, and its New York Branch, under which the bank will submit within 60 days an acceptable written plan to enhance oversight, by the management of the bank and branch, of the branch’s compliance with the BSA/AML Requirements and the OFAC Regulations.
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