Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
SEC requests comments on private securities offerings rules
The Securities and Exchange Commission has announced it is seeking comments on ways to simplify, harmonize, and improve the exempt offering framework to expand investment opportunities while maintaining appropriate investor protections and to promote capital formation. A staff report on the impact of Regulation Crowdfunding on capital formation and investor protection was also released. Its relevant findings are discussed in the concept release, which will be open for comments for 90 days following its publication in the Federal Register.
UPDATE: Scheduled for Federal Register publication on 6/26/19, with comments due by 9/24/19.
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