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Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.

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OCC bans and fines former Rabobank attorney

The OCC has announced it has issued a consent order of prohibition and a $50,000 civil money penalty against Daniel Weiss, former General Counsel of Rabobank, N.A., Roseville, California. The OCC's notice of charges alleges that Daniel Weiss, as General Counsel of the bank, participated in the continuous concealment of a third party report assessing the Bank’s Bank Secrecy Act program from, and made false statements to, the OCC.

In February 2018, Rabobank pleaded guilty to conspiracy to obstruct an OCC examination, and agreed to pay a forfeiture in the amount of $368,701,259 and a $50 million civil money penalty to the OCC.

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