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OCC announces enforcement actions

The OCC has released a new list of enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with such institutions.

  • Mutual of Omaha Bank and a subsidiary were assessed a penalty for violations of the Flood Disaster Protection Act and implementing regulations.
  • a Fairfield, Iowa, bank was issued a consent cease and desist order
  • An executive director and a managing director of JPMorgan Chase Bank, N.A., Columbus, Ohio, were suspended from their positions at the bank and prohibited from further participation in the affairs of the bank or any other depository institution, pending final disposition of criminal proceedings alleging commodities fraud.
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