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Amendments to SEC Form 13F proposed

The Securities and Exchange Commission has announced it has proposed to amend Form 13F to update the reporting threshold for institutional investment managers and make other targeted changes. The threshold has not been adjusted since the Commission adopted Form 13F over 40 years ago.

Form 13F was adopted to comply with a 1975 statutory directive designed to provide the Commission with data from larger managers about their investment activities and holdings, so that their influence and impact could be considered in maintaining fair and orderly securities markets.

Comments on the proposal will be accepted for 60 days following its publication in the Federal Register.

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