Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
Former Wells Fargo execs settle with OCC
The OCC has announced settlements with three former senior executives of Wells Fargo Bank, N.A., Sioux Falls, South Dakota, for their roles in the bank’s systemic sales practices misconduct.
- a prohibition order with a $925,000 civil money penalty to former Community Bank Group Finance Officer Matthew Raphaelson
- a cease and desist order with a $400,000 civil money penalty to the former Head of Community Bank Deposit Products Group Kenneth Zimmerman
- a cease and desist order with a $350,000 civil money penalty to the former Head of Community Bank Human Resources Tracy Kidd