Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
OCC enforcement orders
The OCC has issued a list of recent enforcement actions, which included several actions that had been separately and previously announced. Of the actions not previously announced—
- CIT Bank, N.A., Pasadena, California, was assessed an $82,500 civil money penalty for violations of flood insurance regulations
- A former teller at Bank of America was issued a consent prohibition order for misappropriation of about $5,000 in cash
- A cease and desist order was issued to a bank in Chicago, Illinois