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Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.

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SEC IAC members announced

The Securities and Exchange Commission has announced the appointment of eight new members to its Investor Advisory Committee which was established under the Dodd-Frank Wall Street Reform and Consumer Protection Act to, among other things, advise the Commission on regulatory priorities, regulation of securities products, trading strategies, fee structures, disclosure effectiveness, and initiatives to help protect investors and promote investor confidence and the integrity of the U.S. securities markets. The new members of the IAC are:

  • Jamila A. Abston, Partner, Ernst & Young LLP
  • Brian A. Hellmer, Managing Director, Global Public Market Strategies at State of Wisconsin Investment Board
  • Sandra J. Peters, Senior Head, Global Financial Reporting Policy, CFA Institute
  • Paul Sommerstad, Partner, Cerity Partners
  • Alice Stinebaugh, Social Studies Department Chair, Parkland School District, and Adjunct Instructor in Economics, University of Scranton
  • Joanne Yoo, Managing Director, Development Partners International
  • Leslie Van Buskirk, Administrator, Division of Securities at State of Wisconsin Department of Financial Institutions, who replaces Craig Goettsch, Director of Investor Education and Consumer Outreach, Iowa Insurance Division, as the statutory representative of state securities commissions

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