Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
OCC November enforcement actions
The OCC has released a list of enforcement actions taken in November, which included:
- an order for a civil money penalty of $547,200 against State Farm Bank, Bloomington, Illinois for a pattern or practice of flood insurance violations
- the previously reported $250 million civil money penalty order against JPMorgan Chase Bank
- cease-and-desist orders replacing and updating existing cease-and-desist orders against banks in Oakland, California, and Miami, Florida
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