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Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.

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OCC fines former Wells Fargo General Counsel

The OCC has fined Wells Fargo Bank's former General Counsel James Strother $3.5 million for his role in the bank's system sales practices misconduct. The penalty was assessed as part of a settlement with Mr. Strother of charges filed in January 2020, that had called for a $5 million civil money penalty. As part of the settlement, which also included a cease and desist order, Mr. Strother agreed to cooperate with the OCC in any investigation, litigation, or administrative proceeding related to sales practices misconduct at the bank.

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