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Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.

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OCC lists enforcement actions

The OCC has released a list of recent enforcement actions against OCC-regulated institutions and individuals affiliated with such institutions.

Included were previously announced civil money penalties against Cadence Bank, N.A. (Atlanta, GA) and Wells Fargo Bank, N.A. (Sioux Falls, SD). Also included were:

  • a $40,500 civil money penalty order against Washington Federal Bank, N.A. (Seattle, WA) for a pattern or practice of violations of the Flood Disaster Protection Act
  • a Formal Agreement with Anna-Jonesboro National Bank (Anna, IL)
  • a Removal/Prohibition order against Tracy Rethwisch, a former customer service representative for American National Bank of Minnesota (Baxter, MN), after an OCC finding that she misappropriated approximately $14,450 in cash from her teller drawer.
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