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Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.

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SEC names chief of whistleblower office

The Securities and Exchange Commission on Friday announced the appointment of Nicole Creola ("Cree") Kelly as chief of the SEC’s Office of the Whistleblower. Ms. Kelly is currently Senior Special Counsel in the Office of the General Counsel and has more than 20 years of experience with the agency. Among her other roles were counsel to former SEC Chair Mary Jo White, counsel to former SEC Commissioner Kara M. Stein, and stints in the Enforcement Division’s Complex Financial Instruments Unit as well as the Whistleblower Office.

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