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Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.

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OCC December enforcement actions

The OCC has released a list of enforcement actions taken against national banks, federal savings associations and individuals during December 2021. Included were

  • the previously announced $1,000,000 civil money penalty assessed on CommunityBank of Texas (coordinated with an $8,000,000 penalty levied by FinCEN)
  • a $3,620,000 civil money penalty assessed against Flagstar Bank, FSB for a pattern or practice of multiple violations of the Flood Disaster Protection Act and implementing regulations
  • an order of prohibition and for payment of a $150,000 civil money penalty against Carroll Green, former CFO, board chairman, CEO and president of Beauregard FSB, DeRitter, Louisiana, for multiple violations of Regulation O and for falsifying loan applications of bank borrowers
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