Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
AT&T pays $6.25M penalty
The SEC has announced that AT&T agreed to pay a $6.25 million penalty and three company executives agreed to pay $25,000 each stemming from charges brought in March 2021 related to the company’s selective disclosure in 2016 of material nonpublic information to research analysts in violation of Regulation FD and Section 13(a) of the Securities Exchange Act of 1934. The penalty that AT&T agreed to pay is the largest ever in a Regulation FD case.
- SEC's March 2021 complaint