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Upcoming Live Webinars about Audit and Internal Controls

ThursdayMarch 11, 2021

Military Lending Requirements

Military Lending Requirements

One of the most severe penalties from a pattern of MLA violations was having a CRA rating downgraded and it just recently happened. The Military Lending Act and especially the Servicemembers Civil Relief Act are still hot issues.

ThursdayMarch 25, 2021

Reviewing Legal Documentation on Deposit Accounts

TuesdayMarch 30, 2021

Cannabis Update: Where are we on marijuana and hemp?

TuesdayApril 20, 2021

Reg E, All Reg E

Reg E, All Reg E

There was a headline which read, “Big Bank Pays $15.5M Penalty for Reg E Violations.” It wasn’t all claims related but fines for that were included in the total penalty.

On-Demand Webinars about Audit and Internal Controls

Recorded on February 23, 2021

Common Compliance Violations – Your 2021 Update

Common Compliance Violations – Your 2021 Update

Mistakes are good when you learn from them. Mistakes are great when you learn from someone else’s. Join me as we look at what examiners are finding wrong in banks so they do not find it wrong in yours.

Recorded on February 18, 2021

Opening New Accounts for Entities

Recorded on February 17, 2021

Opening New Accounts for Consumers

Recorded on February 03, 2021

SAR Decision Making and Filing

SAR Decision Making and Filing

You have to decide to file or not file a SAR. Its subjective but there is guidance, regulations, and red flags to help you.

Recorded on January 28, 2021

Permanent course title goes here (no "Live -" or date)

Recorded on January 20, 2021

BSA and OFAC 2021 10 Hot Topics

Recorded on January 19, 2021

Annual LENDING Compliance Recap

Annual LENDING Compliance Recap

It’s a fact of life, “you don’t know, what you don’t know.” Unfortunately, that never means you are not responsible for ALL of the compliance changes, updates and guidance that were issued in 2020.

Recorded on January 14, 2021



Transfers, Rollovers, Qualified Plan Rollovers and many more!

Recorded on January 07, 2021

Bank retirement products

Recorded on December 10, 2020

Auditing Websites

Auditing Websites

One recent court case held that disclosures on a website were not conspicuous because it was not set apart from other text sufficiently and other distractions on the page drew away the readers attention.


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