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Upcoming Live Webinars about Audit and Internal Controls

ThursdayJanuary 28, 2021
 

Permanent course title goes here (no "Live -" or date)

WednesdayFebruary 03, 2021
 

SAR Decision Making and Filing

SAR Decision Making and Filing

You have to decide to file or not file a SAR. Its subjective but there is guidance, regulations, and red flags to help you.

WednesdayFebruary 17, 2021
 

Opening New Accounts for Consumers

ThursdayFebruary 18, 2021
 

Opening New Accounts for Entities

TuesdayFebruary 23, 2021
 

Common Compliance Violations – Your 2021 Update

Common Compliance Violations – Your 2021 Update

Mistakes are good when you learn from them. Mistakes are great when you learn from someone else’s. Join me as we look at what examiners are finding wrong in banks so they do not find it wrong in yours.

ThursdayMarch 11, 2021
 

Military Lending Requirements

Military Lending Requirements

One of the most severe penalties from a pattern of MLA violations was having a CRA rating downgraded and it just recently happened. The Military Lending Act and especially the Servicemembers Civil Relief Act are still hot issues.

On-Demand Webinars about Audit and Internal Controls

Recorded on July 11, 2017
 

Why Did CDD Deserve to be the 5th Pillar Rather Than CIP?

Recorded on June 20, 2017
 

Deposit Compliance Auditing and Monitoring Programs

Deposit Compliance Auditing and Monitoring Programs

Compliance monitoring versus auditing – they are the same thing, right? Lee Corso, an ESPN college football analyst, has a favorite catch phrase: “Not So Fast My Friend.” His words are perfect for this topic.

Recorded on June 07, 2017
 

Freebies, Bonuses and Contests

Freebies, Bonuses and Contests

The only thing that stays the same is change. And if you aren’t adapting correctly, you expose your bank to regulatory violations.

Recorded on May 23, 2017
 

Overdraft Protection Programs

Overdraft Protection Programs

There is a Rudyard Kipling poem which begins: “If you can keep your head when all about you are losing theirs and blaming it on you”.

Recorded on May 18, 2017
 

Social Media: Deal with It

Social Media: Deal with It

Guidance from the FFIEC indicates that all banks need to address social networking. You need to care about social media if your bank or your employees have a presence.

Recorded on May 09, 2017
 

TIN/Name Mismatch Solutions

TIN/Name Mismatch Solutions

This webinar pays for itself with just three TIN/name fixes! Setting up deposit accounts to match for IRS purposes is important.

Recorded on May 03, 2017
 

Reg E Claims: Compliance Balancing Act

Reg E Claims: Compliance Balancing Act

When the bank has a claim for an unauthorized EFT, it costs money. The choices you make will determine how much that will be. If you pay every claim, you may be giving away profits.

Recorded on May 02, 2017
 

ACH Basics: Part 3

ACH Basics: Part 3

This webinar, the third in a three-part series, teaches attendees about more crucial matters in the life of an ACH transaction. The focus of this webinar will be pre-notifications, returns and reversals.

Recorded on April 26, 2017
 

ACH Basics: Part 2

ACH Basics: Part 2

This webinar, the second in a three-part series, teaches you about ACH fundamentals.

Recorded on April 19, 2017
 

ACH Basics: Part 1

ACH Basics: Part 1

This webinar, the first in a three-part series, teaches you about ACH fundamentals, including transaction flows, network participants, managing risk of third parties, standard entry class codes, and common ACH violations.

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