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Upcoming Live Webinars about Bank Secrecy Act (BSA) and AML

TuesdayDecember 01, 2020
 

IRA Year End Wrap-Up

IRA Year End Wrap-Up

SECURE Act, CARES Act, Extended Tax deadlines, and IRS Notices! Learn if you complied with all the IRA Changes in 2020!

WednesdayJanuary 20, 2021
 

BSA and OFAC 2021 10 Hot Topics

On-Demand Webinars about Bank Secrecy Act (BSA) and AML

Recorded on May 22, 2018
 

New CTR and New SAR—Line by Line

New CTR and New SAR—Line by Line

Cyber security takes the front seat on the new SAR. Learning how to complete the new data fields on SARs and the new page on transaction location for CTRs will be covered.

Recorded on April 27, 2018
 

Last Minute Training Tips for BO and CDD

Last Minute Training Tips for BO and CDD

You need a full understanding of FinCEN's two significant guidance documents and the 63 FAQs they contain, in order to fully comply with the regulations on Beneficial Ownership Requirements for Legal Entity Customers and the codification of a &q

Recorded on April 23, 2018
 

Just the FAQs — FinCEN’s Guidance on Beneficial Ownership and Customer Due Diligence

Recorded on April 17, 2018
 

BSA Annual Staff Training --Updated for Beneficial Ownership

Recorded on March 01, 2018
 

New Account Interview: Updated for New CDD Requirements

New Account Interview: Updated for New CDD Requirements

FinCEN says that “Banks specifically are expected to “obtain information at account opening sufficient to develop an understanding of normal and expected activity for the customer’s occupation or business operations.” In short, to understand the typ

Recorded on December 14, 2017
 

Business Accounts Documentation and Procedures with Beneficial Ownership

Recorded on December 11, 2017
 

Telling Your Customer to Take a Hike!

Telling Your Customer to Take a Hike!

Are you banking the “customer from hell”? Why? Sometimes you need to un-bank an individual or entity, or even refuse to open an account in the first place.

Recorded on December 06, 2017
 

Final CDD Rule: The Nexus of BSA and Operations

Recorded on November 30, 2017
 

IRS Reporting and W-9 and W-8BEN

IRS Reporting and W-9 and W-8BEN

When your account holder's name does not match for IRS purposes, you are sent a CP2100 and your financial institution has to being the B notice process and often times backup withholding on your customer. This is time consuming and expensive.

Recorded on September 21, 2017
 

Why we do it …Operations

Why we do it …Operations

So many “rules.” And piles of policies combined with an endless list of procedures, many of which don’t seem to make sense or seem like overkill. Is it really necessary to follow them all? Yes, actually it is. What you may not understand is why.

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