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Upcoming Live Webinars about Compliance Management and Auditing

FridayOctober 15, 2021
 

BSA Exam Hot Spots

ThursdayOctober 28, 2021
 

Dealing with Subpoenas

Dealing with Subpoenas

Subpoena? Don’t freak out! When you receive a subpoena or other legal process, you need to methodically move through a framework for analysis that will aid you in determining what you need to do and how to do it.

TuesdayDecember 14, 2021
 

Revocable Trust Accounts

Revocable Trust Accounts

This program is for every banker who has suffered headaches due to customers having no clue what they can and cannot do with their living trusts. .

On-Demand Webinars about Compliance Management and Auditing

Recorded on September 16, 2021
 

Know Your Sweepstakes, Contests and Lotteries

Recorded on August 31, 2021
 

Navigating the Virtual Currency World

Navigating the Virtual Currency World

Virtual Currency continues to emerge as a hot button for BSA/OFAC and other potential risks including utilizing virtual currency as payment of illegal products and services and as payment for ransomware.

Recorded on August 10, 2021
 

Advertising Smartly

Advertising Smartly

$2,645,000 – That is what the CFPB fined eight mortgage lenders in in less than a two-month span in 2020 for false advertising.

Recorded on August 05, 2021
 

Reg E Guidance & Violations Explained

Reg E Guidance & Violations Explained

On June 4 the CFPB released a set of 8 FAQs to answer common questions about Electronic Funds Transfers and Reg E. This one-hour webinar will explain these 8 FAQs and the most important question of WHY these, and why now.

Recorded on July 22, 2021
 

BSA Officer Annual Training 2021

Recorded on July 20, 2021
 

A-Z of Reg B

A-Z of Reg B

Your lenders and loan interviewers need to be intimately familiar with Reg B and the Equal Credit Opportunity Act’s requirements. Why? Because if they don’t know the reg and the requirements, they are quite likely to violate them.

Recorded on July 19, 2021
 

Risk Based BSA AML Program

Risk Based BSA AML Program

This information packed 90 minute webinar will review the April 2020 and March 2021 Federal Financial Institution’s Examination Council Interagency Statements which clarifies mandatory regulatory requirements versus supervisory expectations.

Recorded on June 29, 2021
 

Fair Lending, be Proactive

Recorded on June 24, 2021
 

Managing Cannabis Risk

Managing Cannabis Risk

FinCEN and the USDA provided additional guidance to provide banking services to hemp related businesses; however, there have been no updates relating to marijuana, CBD oil and other cannabis derived products or for businesses that indirectly provide

Recorded on June 22, 2021
 

Insights, PS Ep.1, CFPB and e-Signage

Insights, PS Ep.1, CFPB and e-Signage

Insights PS is an innovative discussion of compliance hot topics. The “PS” stands for Problems and Solutions, and that we have more PostScript discussion to add to the topic.

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