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Upcoming Live Webinars about Compliance Management and Auditing

ThursdayAugust 05, 2021
 

Reg E Guidance & Violations Explained

Reg E Guidance & Violations Explained

On June 4 the CFPB released a set of 8 FAQs to answer common questions about Electronic Funds Transfers and Reg E. This one-hour webinar will explain these 8 FAQs and the most important question of WHY these, and why now.

TuesdayAugust 10, 2021
 

Advertising Smartly

Advertising Smartly

$2,645,000 – That is what the CFPB fined eight mortgage lenders in in less than a two-month span in 2020 for false advertising.

TuesdayAugust 31, 2021
 

Navigating the Virtual Currency World

Navigating the Virtual Currency World

Virtual Currency continues to emerge as a hot button for BSA/OFAC and other potential risks including utilizing virtual currency as payment of illegal products and services and as payment for ransomware.

On-Demand Webinars about Compliance Management and Auditing

Recorded on March 25, 2021
 

Reviewing Legal Documentation on Deposit Accounts

Recorded on March 23, 2021
 

Regulation CC: Funds Availability (Deposits and Holds)

Regulation CC: Funds Availability (Deposits and Holds)

If your bank delays the availability of customer deposits, it needs to ensure that its Funds Availability Disclosures include the types of holds you may place and that the holds conform to the limits imposed by Regulation CC.

Recorded on March 11, 2021
 

Military Lending Requirements

Military Lending Requirements

One of the most severe penalties from a pattern of MLA violations was having a CRA rating downgraded and it just recently happened. The Military Lending Act and especially the Servicemembers Civil Relief Act are still hot issues.

Recorded on February 23, 2021
 

Common Compliance Violations – Your 2021 Update

Common Compliance Violations – Your 2021 Update

Mistakes are good when you learn from them. Mistakes are great when you learn from someone else’s. Join me as we look at what examiners are finding wrong in banks so they do not find it wrong in yours.

Recorded on February 18, 2021
 

Opening New Accounts for Entities

Recorded on February 17, 2021
 

Opening New Accounts for Consumers

Recorded on February 03, 2021
 

SAR Decision Making and Filing

SAR Decision Making and Filing

You have to decide to file or not file a SAR. Its subjective but there is guidance, regulations, and red flags to help you.

Recorded on January 28, 2021
 

Permanent course title goes here (no "Live -" or date)

Recorded on January 20, 2021
 

BSA and OFAC 2021 10 Hot Topics

Recorded on January 19, 2021
 

Annual LENDING Compliance Recap

Annual LENDING Compliance Recap

It’s a fact of life, “you don’t know, what you don’t know.” Unfortunately, that never means you are not responsible for ALL of the compliance changes, updates and guidance that were issued in 2020.

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