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Upcoming Live Webinars about Compliance Management and Auditing

ThursdayOctober 28, 2021
 

Dealing with Subpoenas

Dealing with Subpoenas

Subpoena? Don’t freak out! When you receive a subpoena or other legal process, you need to methodically move through a framework for analysis that will aid you in determining what you need to do and how to do it.

TuesdayDecember 14, 2021
 

Revocable Trust Accounts

Revocable Trust Accounts

This program is for every banker who has suffered headaches due to customers having no clue what they can and cannot do with their living trusts. .

On-Demand Webinars about Compliance Management and Auditing

Recorded on November 30, 2017
 

IRS Reporting and W-9 and W-8BEN

IRS Reporting and W-9 and W-8BEN

When your account holder's name does not match for IRS purposes, you are sent a CP2100 and your financial institution has to being the B notice process and often times backup withholding on your customer. This is time consuming and expensive.

Recorded on November 29, 2017
 

Banking Myths Dispelled

Banking Myths Dispelled

Does this sound familiar? You “know” there is a particular requirement, yet you cannot find its source, no matter how much you research? It’s possible that you are dealing with an urban legend of banking.

Recorded on November 14, 2017
 

2017 Escrow Rules - Review and Update

2017 Escrow Rules - Review and Update

The Real Estate Settlement Procedures Act (Regulation X) has contained rules for administering escrow accounts for many years. The Truth in Lending Act (Regulation Z) requires escrow accounts in connection with higher-priced mortgage loans.

Recorded on October 10, 2017
 

Community Reinvestment Act - Review and Update

Recorded on September 28, 2017
 

Advertising Compliance

Advertising Compliance

Advertising can be impacted by numerous regulations and advertisements can cross the line between “luring” someone and not deceiving them (UDAAP). What you can say, what can't you say, and when can you say it?

Recorded on September 20, 2017
 

Applicants and Applications

Applicants and Applications

Inquiries, Applications, Completed Applications, Prequalification’s & Preapprovals, Oh My! Co-applicants, Co-borrowers, Co-signers & Guarantors, When and Why? What are they, what’s the difference and who can be required to sign?

Recorded on September 14, 2017
 

Mastercard & Reg E Error Resolution

Mastercard & Reg E Error Resolution

In April 2016 Mastercard reorganized all of its chargeback codes into four major categories, Authorization-related chargebacks, Cardholder dispute chargebacks, Fraud-related chargebacks and Point-of-Interaction errors.

Recorded on September 06, 2017
 

Escrows From A to Z

Escrows From A to Z

Do you need help with the Escrow compliance requirements? Join us for a two-hour Escrow compliance webinar. If you’re looking for Escrows in plain English, this is the ticket!

Recorded on August 29, 2017
 

2017 TRID Amendments

2017 TRID Amendments

After much industry confusion and concern regarding elements of the regulation, the CFPB released a proposal to update the TRID regulation in July 2016. The proposal provided much needed guidance on where the CFPB was headed with TRID.

Recorded on August 23, 2017
 

Part II - Flood Insurance Compliance - A Two-Part Companion Webinar Series

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