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Upcoming Live Webinars about Compliance Management and Auditing

ThursdayOctober 28, 2021
 

Dealing with Subpoenas

Dealing with Subpoenas

Subpoena? Don’t freak out! When you receive a subpoena or other legal process, you need to methodically move through a framework for analysis that will aid you in determining what you need to do and how to do it.

TuesdayDecember 14, 2021
 

Revocable Trust Accounts

Revocable Trust Accounts

This program is for every banker who has suffered headaches due to customers having no clue what they can and cannot do with their living trusts. .

On-Demand Webinars about Compliance Management and Auditing

Recorded on August 22, 2017
 

Do’s and Don’ts on Fiduciary Accounts

Do’s and Don’ts on Fiduciary Accounts

Developing new account and deposit operations procedures for fiduciary accounts is not an easy task. Your account holder, the federal government or the court has named someone legally to act on his or her behalf. Now what?

Recorded on August 16, 2017
 

Part I - Flood Insurance Compliance - A Two-Part Companion Webinar Series

Recorded on August 10, 2017
 

A to Z of Reg E

A to Z of Reg E

Violations of Reg E happen outside of claims processing. This is why you must be familiar with Reg E from 1005.01 all the way through § 1005.36.

Recorded on August 08, 2017
 

Regulation CC – FINALLY a Final Rule!

Regulation CC – FINALLY a Final Rule!

Finally, more than six years after starting the process of bringing its Regulation CC up to date, the Federal Reserve has issued a final rule that will complete only part of the job.

Recorded on August 02, 2017
 

Auditing TRID

Auditing TRID

Are you looking for a different angle on TRID? Potential audit and examination hot spots? If so, we have your prescription. Join us for a two-hour Auditing TRID webinar.

Recorded on August 01, 2017
 

Revised FFIEC Consumer Compliance Rating System

Revised FFIEC Consumer Compliance Rating System

I thought the announcement of an update to the Consumer Compliance Rating System was nothing more than telling us what we already know – compliance transaction testing is dead and examiners rely primarily on the adequacy of bank Compliance Management

Recorded on July 26, 2017
 

How to Complete the Closing Disclosure

How to Complete the Closing Disclosure

Are you still struggling with completing the Closing Disclosure? Join us for a comprehensive 2-hour step-by-step webinar on how to accurately complete the Closing Disclosure.

Recorded on July 25, 2017
 

HMDA and Dwellings – What’s New for 2018

Recorded on July 12, 2017
 

Compliance Management – Program and Training

Recorded on June 20, 2017
 

Deposit Compliance Auditing and Monitoring Programs

Deposit Compliance Auditing and Monitoring Programs

Compliance monitoring versus auditing – they are the same thing, right? Lee Corso, an ESPN college football analyst, has a favorite catch phrase: “Not So Fast My Friend.” His words are perfect for this topic.

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