Subpoena? Don’t freak out! When you receive a subpoena or other legal process, you need to methodically move through a framework for analysis that will aid you in determining what you need to do and how to do it.
Developing new account and deposit operations procedures for fiduciary accounts is not an easy task. Your account holder, the federal government or the court has named someone legally to act on his or her behalf. Now what?
Recorded on August 16, 2017
Part I - Flood Insurance Compliance - A Two-Part Companion Webinar Series
Have you heard the latest on flood insurance compliance? Join us for a two-part webinar series covering the flood insurance compliance requirements. This is four hours of training divided into two companion webinars without duplication.
I thought the announcement of an update to the Consumer Compliance Rating System was nothing more than telling us what we already know – compliance transaction testing is dead and examiners rely primarily on the adequacy of bank Compliance Management
Compliance monitoring versus auditing – they are the same thing, right? Lee Corso, an ESPN college football analyst, has a favorite catch phrase: “Not So Fast My Friend.” His words are perfect for this topic.