You shouldn’t be faulted just because, “you don’t know, what you don’t know.” But you will be because you should know. When in compliance, you are responsible for ALL of the compliance changes, updates and guidance issued in 2021.
Mistakes are bad, except when you learn from them. Mistakes are great when you learn from someone else’s. Join me as we look at what examiners and auditors are finding wrong in banks so they do not find these in your bank.
On-Demand Webinars about Compliance Management and Auditing
Requiring spouses (or anyone) to sign a loan – or the appearance your loan officers are making such a requirement – is a significant fair lending issue. Fair Lending is a perennial hot topic with regulators.
The demand for mobile financial services is high and increasing. This webinar will provide sound business practices for financial institutions and solution providers offering mobile financial services.
A note from the Presenter – David Dickinson:
“Most lenders think they understand these topics but the proof is in the errors they commit. BEFORE you can understand HMDA, Truth in Lending, RESPA, denials, etc.
In managing vendors for your institution, what are your first, second and third lines of defense? You can delegate authority, but you cannot delegate responsibility. Responsibility and potential liability rest on the financial institution.
Recorded on August 26, 2016
Opening Entity Accounts (updated for the new CDD rules)
This program will help your design and develop procedures to open accounts for legal entities of all types. It will also address how new Bank Secrecy Act rules covering Customer Due Diligence will greatly impact your business accounts procedures.
NACHA approved Same-Day ACH to be rolled out over the course of the next three years, with phase one going into effect in September 2016, in response to the need for faster electronic payments and settlement.
Recorded on August 23, 2016
Part II: Flood Insurance: Requirements and Best Practices