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Upcoming Live Webinars about Compliance Management and Auditing

WednesdayDecember 08, 2021
 

BSA 2021 Recap and Peak Into 2022

ThursdayDecember 09, 2021
 

Don’t Forget Website Auditing

Don’t Forget Website Auditing

Banks rely more today on websites for advertising and information delivery to stay in contact and increase brand awareness with customers.

TuesdayDecember 14, 2021
 

Revocable Trust Accounts

Revocable Trust Accounts

This program is for every banker who has suffered headaches due to customers having no clue what they can and cannot do with their living trusts. .

ThursdayDecember 16, 2021
 

Currency Transaction Reporting: Line-by-Line

ThursdayJanuary 13, 2022
 

Annual Lending Compliance Recap

Annual Lending Compliance Recap

You shouldn’t be faulted just because, “you don’t know, what you don’t know.” But you will be because you should know. When in compliance, you are responsible for ALL of the compliance changes, updates and guidance issued in 2021.

WednesdayJanuary 19, 2022
 

IRA Update and Review—2021-2022 Tax Season

TuesdayJanuary 25, 2022
 

Annual Operations Compliance Recap

Annual Operations Compliance Recap

Have you taken care of all the Operations changes on your list from 2021? Did you put out all those “compliance fires” that popped up (there certainly were some), or are there still some smoldering?

TuesdayFebruary 22, 2022
 

Overdrafts – A Current View

MondayFebruary 28, 2022
 

Common Compliance Violations and Hot Topics

Common Compliance Violations and Hot Topics

Mistakes are bad, except when you learn from them. Mistakes are great when you learn from someone else’s. Join me as we look at what examiners and auditors are finding wrong in banks so they do not find these in your bank.

On-Demand Webinars about Compliance Management and Auditing

Recorded on October 05, 2016
 

Documenting Joint Intent

Documenting Joint Intent

Requiring spouses (or anyone) to sign a loan – or the appearance your loan officers are making such a requirement – is a significant fair lending issue. Fair Lending is a perennial hot topic with regulators.

Recorded on September 29, 2016
 

Mobile Services Risk Management

Mobile Services Risk Management

The demand for mobile financial services is high and increasing. This webinar will provide sound business practices for financial institutions and solution providers offering mobile financial services.

Recorded on September 21, 2016
 

Understanding applications and applicants

Understanding applications and applicants

A note from the Presenter – David Dickinson: “Most lenders think they understand these topics but the proof is in the errors they commit. BEFORE you can understand HMDA, Truth in Lending, RESPA, denials, etc.

Recorded on September 15, 2016
 

VISA and Reg E Error Resolution

VISA and Reg E Error Resolution

VISA rules and Reg E requirements often stack the deck against the card issuer. Worse yet, the card rules for chargebacks often conflict with the regulatory requirements.

Recorded on September 14, 2016
 

Change Control and your CMS

Change Control and your CMS

Change Control is a critical component of any well-crafted Compliance Management System Ensuring that changes are implemented timely and successfully is vital.

Recorded on September 07, 2016
 

Vendor Management Strategies

Vendor Management Strategies

In managing vendors for your institution, what are your first, second and third lines of defense? You can delegate authority, but you cannot delegate responsibility. Responsibility and potential liability rest on the financial institution.

Recorded on August 26, 2016
 

Opening Entity Accounts (updated for the new CDD rules)

Opening Entity Accounts (updated for the new CDD rules)

This program will help your design and develop procedures to open accounts for legal entities of all types. It will also address how new Bank Secrecy Act rules covering Customer Due Diligence will greatly impact your business accounts procedures.

Recorded on August 23, 2016
 

Same-Day ACH: Are you ready?

Same-Day ACH: Are you ready?

NACHA approved Same-Day ACH to be rolled out over the course of the next three years, with phase one going into effect in September 2016, in response to the need for faster electronic payments and settlement.

Recorded on August 23, 2016
 

Part II: Flood Insurance: Requirements and Best Practices

Recorded on August 17, 2016
 

Part I: Flood Insurance: Requirements and Best Practices

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