You shouldn’t be faulted just because, “you don’t know, what you don’t know.” But you will be because you should know. When in compliance, you are responsible for ALL of the compliance changes, updates and guidance issued in 2021.
Mistakes are bad, except when you learn from them. Mistakes are great when you learn from someone else’s. Join me as we look at what examiners and auditors are finding wrong in banks so they do not find these in your bank.
On-Demand Webinars about Compliance Management and Auditing
Recorded on January 21, 2016
IRA Advanced: Rollovers, Transfers, Beneficiary Payouts - Nothin' To It!!
If you have a good grasp of IRA basics but need information on the more complex IRA questions involving transfers, rollovers, distributions, and IRS reporting, Patrice Konarik's webinar, "IRAs--Complicated Issues," is just what you
Recorded on December 18, 2015
Opening Business Accounts: CIP, CDD, Assigning Risk and Scripts
Is your bank ready for the next wave of examinations centered on the mortgage rules? Examiners across the regulatory spectrum have clearly indicated that this exam cycle will be more active in the mortgage servicing area.