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Upcoming Live Webinars about Compliance

MondayAugust 15, 2022
 

Preventing human trafficking and other crimes

TuesdayAugust 16, 2022
 

Slicing and Dicing Reg E Claims

Slicing and Dicing Reg E Claims

wants their money “back” from the bank? The bank didn’t take their money and can’t give it “back.” The bank executed the transfer as the customer requested. Yet the bank is expected to replace that money under many circumstances.

ThursdayAugust 18, 2022
 

New BSA Officer Training

TuesdayAugust 23, 2022
 

FDIC Trusts Coverage Changes

FDIC Trusts Coverage Changes

On January 28, 2022, the FDIC published a final rule to simplify, effective April 1, 2024, its deposit insurance regulations by establishing a “trust accounts” category that governs coverage of deposits of both revocable trusts and irrevocable trusts

WednesdaySeptember 14, 2022
 

Compliance Management & Elbow Grease

Compliance Management & Elbow Grease

Does your bank have a new compliance officer? Does it have or need an enhanced compliance program? If you are starting or restarting a compliance program it takes a lot of elbow grease and you should begin with the fundamentals.

MondaySeptember 19, 2022
 

New CRA Rules – Status Check

New CRA Rules – Status Check

This program provides a review of the agencies’ new proposed rule, and comparisons to the existing and prior proposed rules. The direction of the final rule is becoming clearer.

On-Demand Webinars about Compliance

Recorded on May 19, 2022
 

Introduction to Fair Banking – It’s Real

Introduction to Fair Banking – It’s Real

In March 2022 the CFPB announced it would be targeting unfair discrimination in consumer finance. You have likely heard and may have even said, “there is no fair lending equivalent for deposits.” Well – now there is.

Recorded on May 18, 2022
 

Fair Lending, 2022 is a New Mindset

Fair Lending, 2022 is a New Mindset

Is fair lending an important issue? When President Biden took office, he emphasized fair and equal treatment and that included many fields, mortgage lending included. The OCC’s Acting Comptroller Michael Hsu has echoed these same sentiments.

Recorded on May 09, 2022
 

Opening Deposit Accounts Online—CIP, CDD, Compliance and Ris

Recorded on May 05, 2022
 

A to Z SAR Completion Guide

A to Z SAR Completion Guide

The Suspicious Activity Report is one of the most complex and confusing regulatory forms financial institutions are required to complete to report suspicious activity.

Recorded on April 20, 2022
 

UDA(A)P and Complaints

UDA(A)P and Complaints

Everything old, is new again. In January 2020, the CFPB issued a policy statement on how it was interpreting and enforcing UDAAP. In March 2021 the new acting director of the CFPB announced a reversal of that position.

Recorded on April 13, 2022
 

Currency Transaction Reporting: Line-by-Line Updated for 20

Recorded on April 11, 2022
 

Combatting Employee Fraud

Combatting Employee Fraud

Whether it’s a bookkeeper struggling with gambling addiction or a teller dealing with crushing credit card debt, sometimes the only way out is to take advantage of lax internal controls and start accessing unsuspecting customer accounts for easy cash

Recorded on March 24, 2022
 

15 Errors to Avoid When Conducting Internal Investigations

Recorded on March 17, 2022
 

Updated CDD/EDD expectations for ATM owners, charities and N

Recorded on March 16, 2022
 

Reg E, More than Claims

Reg E, More than Claims

One banker commented “Reg E hasn’t changed, so what’s to learn?” While the Reg itself and the commentary haven’t changed, interpretations of who is a financial institution, what is an error and who has to investigate those errors have.

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