“Keeping up” is the most common training goal for compliance and lending personnel. Since the late 1960’s, the steady stream of new consumer laws and regulations has been continuously supplemented by revisions of previously issued regulations.
During this webinar, we will bring you up to speed on all things BSA and OFAC for 2024. It’s been a busy year as beneficial ownership continues to roll out amidst legal battles. New National Risk assessments have been published and crime abounds.
FridayMay 17, 2024
UDAAP: Dissecting Complaints, Enforcement Actions, Exam Is
In 2024, what are the big topics for UDAAP? During this program we will review the fundamental issues for unfair and deceptive practices. We will also relook at our complaint programs as tools for managing unfair practices.
Mistakes happen. Even strong compliance programs can have a slip-up, and you may find your bank has wrongfully disclosed the Annual Percentage Rate (on a loan) or the Annual Percentage Yield (for a deposit product).
WednesdayJune 05, 2024
Permanent course title goes here (no "Live -" or date)
Poor box relocations, recent law enforcement (search and seizure) vault raid, incorrect box drillings, sloppy recordkeeping and many nationwide financial institutions now eliminating safe deposit box services, have significantly impacted our industry
On-Demand Webinars about Compliance
Recorded on March 26, 2014
Mastering the Role of Personal Banker Legal Issues & Salesmanship
Fair lending goes far beyond applicants and applications. It affects how credit products are designed; how, where and to whom they are advertised; pricing; loan servicing; delinquency and loss mitigation management; and so much more.
Recorded on March 13, 2014
Reg E vs. ACH - Which Rules Apply and Controlling Losses
During the webinar, John and Andy will discuss: when the Reg E rules apply - and when they don't, the four investigation time periods under Reg E, interim steps required during your investigation, when provisional credit is required, determining
Recorded on March 04, 2014
Calculating Debt-To-Income Ratios for the Ability-To-Repay Rules
This fast pace 2 hour webinar will provide best practices and hands-on tips for reassessing all areas of your institution's OFAC compliance program, including new concepts for explaining your institution's; OFAC risk assessment; mitigating
In this fast-paced two hours, we will cover these topics: The parts of the regulation for which changes require CFPB involvement, The Fed's stated goals for its recent proposal updates, Options designed to encourage acceptance of electronic retu
This webinar is for those institutions who do not qualify for the small servicer exemption. A separate program is offered for small servicers, since they are exempt from many of the new obligations.
Recorded on January 16, 2014
Acquiring Safe Harbor on Appraisals; What This Means to You and Your Appraiser
Regulators expect financial institutions to have appropriate procedures in place to rate their customers for the level of BSA/AML risk they bring with their banking relationships.
Recorded on December 12, 2013
Mastering the ACH Rules: 2013 in Review & The Future
Keeping up with the rules changes that affect your institution can be a challenge. NACHA's updates to the ACH Rules don't get all the "hype" that surrounds the latest Dodd-Frank-related change to mortgage rules, after all.