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Upcoming Live Webinars about Compliance

TuesdayNovember 19, 2019
 

Managing Unauthorized ACH Items

Managing Unauthorized ACH Items

When your bank receives a claim that an ACH charge to a customer’s account was unauthorized, you have to respond correctly and your customer expects swift results.

ThursdayNovember 21, 2019
 

HMDA – Thresholds, Exemptions, Temporary, Partial – How It A

TuesdayDecember 03, 2019
 

CRA Success: Business and Ag Lending

CRA Success: Business and Ag Lending

Small business and small farm lending is important to Community Reinvestment Act (CRA) success regardless of bank asset size: small bank, intermediate small or large bank.

WednesdayDecember 04, 2019
 

Nonresident Aliens Deposit Customers: FTIN, US TIN and Inte

ThursdayDecember 05, 2019
 

UDAAP, the Risk is Real

UDAAP, the Risk is Real

Paraphrased, here is what one circuit court said, “consumers are protected from a company’s deception, even if they never actually read its disclosures.” The world of compliance is different when you consider UDAAP whether with one or two “A’s”.

WednesdayDecember 11, 2019
 

New Regulatory Capital Rules for Community Banks

On-Demand Webinars about Compliance

Recorded on May 07, 2018
 

Top Ten Most Frequent Flood Issues

Recorded on April 27, 2018
 

Last Minute Training Tips for BO and CDD

Last Minute Training Tips for BO and CDD

You need a full understanding of FinCEN's two significant guidance documents and the 63 FAQs they contain, in order to fully comply with the regulations on Beneficial Ownership Requirements for Legal Entity Customers and the codification of a &q

Recorded on April 26, 2018
 

2018 Providing Accurate and Timely Adverse Action Notices

Recorded on April 23, 2018
 

Just the FAQs — FinCEN’s Guidance on Beneficial Ownership and Customer Due Diligence

Recorded on April 18, 2018
 

When a customer dies …

When a customer dies …

When your customer passes away, there are issues that must be addressed. Family members left behind often need to act without knowing what they can and cannot do with the decedent’s account or with checks payable to the deceased. They need guidance.

Recorded on April 11, 2018
 

New Mortgage Servicing Rules – Successors in Interest and Bankruptcy

Recorded on April 05, 2018
 

Top 15 Issues With the New HMDA Rules

Top 15 Issues With the New HMDA Rules

The world of HMDA changed dramatically on January 1, 2018. The final rules implementing changes to Regulation C were generally effective on that date.

Recorded on March 30, 2018
 

RESPA - Those Pesky Section 8 Violations

RESPA - Those Pesky Section 8 Violations

Section 8 of the Real Estate Settlement Procedures Act (RESPA) prohibits unearned fees and kickbacks. The CFPB has become a very active but unpredictable enforcer.

Recorded on March 29, 2018
 

IRA Advanced: Breaking Down the Complicated Issues

IRA Advanced: Breaking Down the Complicated Issues

Is this a Rollover? Is this a Transfer? Can I quit my job now???!!! Many banks underestimate the importance of know the difference between an IRA Rollover and an IRA Transfer. Does it make a difference?

Recorded on March 22, 2018
 

A to Z of Reg E

A to Z of Reg E

We all know that when we think of Reg E, we think of claims. But violations of Reg E happen outside of claims processing. You must be familiar with Reg E from § 1005.01 all the way through 1005.36.

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