Nobody wants compliance mistakes but when they are tolerable and in moderation, you grow, you learn from them and that leads to improvement and survival in a tough world of compliance and banking.
“Keeping up” is the most common training goal for compliance and lending personnel. Since the late 1960’s, the steady stream of new consumer laws and regulations has been continuously supplemented by revisions of previously issued regulations.
On-Demand Webinars about Lending
Recorded on March 26, 2013
New Mortgage Regulations: Pre-Implementation Strategic Decisions
Believe it or not, implementing all the new CFPB mortgage regulations is only the second step in the process. These rules will have a fundamental impact on the industry, creating new obstacles as well as opportunities for lenders.
It's time to give your Customer Identification Program a thorough review and update. Many operational issues have changed and security systems installed over time so that your CIP may be out-of-date and cumbersome to your frontline.
Recorded on October 25, 2012
CRA Small Business/Small Farm Reporting - Ending the Pain
Learn how to efficiently identify and categorize loans for your annual CRA submission or for your examination if your bank does not submit your annual data.
You may know how to fill out the form, but do you have of a SAR filing structure that a third party reviewer can recognize and evaluate? If so, how well does that structure work?
Fair lending violations are getting a lot of attention from examiners and from the Department of Justice. Violations can be very expensive and the damage to the reputation of the financial institution can be devastating.
A well-developed Fair Lending CMS is the best way to prevent fair lending problems in the first place. And the CMS starts with a risk assessment. Upon completion of the program you will understand how to develop a fair lending risk assessment by...
This two-hour program explains the rules; explains how to develop a system that assures compliance; and includes checklists, questionnaires and other forms to make compliance easy.
Is this really an entire program just about things we should do once a year? No. We can't forget that many of these periodic and annual tasks are part of the foundation of successful compliance programs.