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Upcoming Live Webinars about New Accounts

WednesdayFebruary 23, 2022
 

BSA 2022 Annual Staff Training

MondayFebruary 28, 2022
 

Common Compliance Violations and Hot Topics

Common Compliance Violations and Hot Topics

Mistakes are bad, except when you learn from them. Mistakes are great when you learn from someone else’s. Join me as we look at what examiners and auditors are finding wrong in banks so they do not find these in your bank.

On-Demand Webinars about New Accounts

Recorded on March 01, 2018
 

New Account Interview: Updated for New CDD Requirements

New Account Interview: Updated for New CDD Requirements

FinCEN says that “Banks specifically are expected to “obtain information at account opening sufficient to develop an understanding of normal and expected activity for the customer’s occupation or business operations.” In short, to understand the typ

Recorded on January 31, 2018
 

Alert! IRA Update for 2017-2018 Tax Year

Alert! IRA Update for 2017-2018 Tax Year

It’s tax season and time to update your knowledge on IRAs for the 2017-2018 tax season. The Tax Bill may eliminate the Roth recharacterization and brings other changes to retirement plans.

Recorded on January 24, 2018
 

Bank Obligations to ID Theft Victims

Recorded on December 14, 2017
 

Business Accounts Documentation and Procedures with Beneficial Ownership

Recorded on December 12, 2017
 

Military Lending – Banks Keep Getting it Wrong

Military Lending – Banks Keep Getting it Wrong

The Military Lending Act rules changed in October of both 2016 and 2017. I still see questions pop-up on MLA procedures and some banks are spending money needlessly complying with old and new rules.

Recorded on December 11, 2017
 

Telling Your Customer to Take a Hike!

Telling Your Customer to Take a Hike!

Are you banking the “customer from hell”? Why? Sometimes you need to un-bank an individual or entity, or even refuse to open an account in the first place.

Recorded on December 06, 2017
 

Final CDD Rule: The Nexus of BSA and Operations

Recorded on November 30, 2017
 

IRS Reporting and W-9 and W-8BEN

IRS Reporting and W-9 and W-8BEN

When your account holder's name does not match for IRS purposes, you are sent a CP2100 and your financial institution has to being the B notice process and often times backup withholding on your customer. This is time consuming and expensive.

Recorded on September 21, 2017
 

Why we do it …Operations

Why we do it …Operations

So many “rules.” And piles of policies combined with an endless list of procedures, many of which don’t seem to make sense or seem like overkill. Is it really necessary to follow them all? Yes, actually it is. What you may not understand is why.

Recorded on August 23, 2017
 

Part II - Flood Insurance Compliance - A Two-Part Companion Webinar Series

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