Skip to content

Upcoming Live Webinars about Operations Compliance

TuesdayJune 06, 2023
 

Bank Compliance Basics – an Overview of Deposit and Lending

WednesdayJune 07, 2023
 

Fair Lending, CRA, and Small Business Loan Data Filing

TuesdayJune 13, 2023
 

CTR Filing

CTR Filing

In October 2019, FinCEN made a clumsy announcement of changed filing instructions for CTRs, only to postpone the effective date three months later, in January. Another change issued in October was corrected in November 2019.

SaturdayJuly 01, 2023
 

Sweepstakes, Contests and Lotteries, Cans and Can Nots

TuesdayJuly 11, 2023
 

Opening UTMA Accounts

Opening UTMA Accounts

State laws on accounts for minors vary widely from state to state, but all states have some version of the Uniform Transfers to Minors Act to provide a framework for property (including money) to be held for a minor’s benefit.

TuesdayJuly 18, 2023
 

Advertising Rules

Advertising Rules

$4,445,000 – That is what the CFPB fined nine mortgage lenders in in less than a four-month span in 2020 for false advertising.

On-Demand Webinars about Operations Compliance

Recorded on May 18, 2023
 

Yikes! The APR or APY is WRONG…Now What?

Yikes! The APR or APY is WRONG…Now What?

Mistakes happen. Even strong compliance programs can have a slip-up, and you may find your bank has wrongfully disclosed the Annual Percentage Rate (on a loan) or the Annual Percentage Yield (for a deposit product).

Recorded on May 17, 2023
 

Permanent course title goes here (no "Live -" or date)

Recorded on May 16, 2023
 

When Your Customer Dies

When Your Customer Dies

When your customer passes away, family members left behind often know they need to do something about deposit accounts and other banking relationships of the deceased, but don’t know what they can and cannot do with them or with checks payable to the

Recorded on May 11, 2023
 

Cash Recyclers, Pod Banking and ITM’s

Cash Recyclers, Pod Banking and ITM’s

Banking as we’ve known it is rapidly changing. Apps, pod banking, cash recyclers, interactive teller machines, and other new technologies are affecting how we do business and offering new challenges to security.

Recorded on May 09, 2023
 

Overdraft Programs and Their Risk to Your Financial Institut

Recorded on April 23, 2023
 

IRA Operations Update 2023

IRA Operations Update 2023

During the last few years we have had the Secure Act 1.0 and Secure Act 2.0 and new regulations on RMDs and Inherited IRAs. Plus, we have a myriad of new exceptions to the 10% penalty.

Recorded on April 20, 2023
 

Managing UDA(A)P and Complaints to Mitigate Risk

Recorded on March 22, 2023
 

Reg E Deep Dive into What Matters Most

Reg E Deep Dive into What Matters Most

One banker commented “Reg E hasn’t changed, so what’s to learn?” While the Reg itself and the commentary haven’t changed, interpretations of who is a financial institution, what is an error and who has to investigate those errors have.

Recorded on March 14, 2023
 

Regulation CC: Funds Availability (Deposits and Holds)

Recorded on February 22, 2023
 

Common Compliance Violations and Hot Topics

Common Compliance Violations and Hot Topics

Nobody wants compliance mistakes but when they are tolerable and in moderation, you learn from them and that’s an improvement. Mistakes can be great when you learn from someone else’s because you don’t suffer the consequences.

Pages

Search Webinars