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Upcoming Live Webinars about Operations Compliance

ThursdayAugust 05, 2021
 

Reg E Guidance & Violations Explained

Reg E Guidance & Violations Explained

On June 4 the CFPB released a set of 8 FAQs to answer common questions about Electronic Funds Transfers and Reg E. This one-hour webinar will explain these 8 FAQs and the most important question of WHY these, and why now.

TuesdayAugust 10, 2021
 

Advertising Smartly

Advertising Smartly

$2,645,000 – That is what the CFPB fined eight mortgage lenders in in less than a two-month span in 2020 for false advertising.

TuesdayAugust 17, 2021
 

Top 25 Safe Deposit Legal & Compliance Issues

Top 25 Safe Deposit Legal & Compliance Issues

Questions regarding deceased renters, payable-on-death clause, living trusts, court orders, Servicemembers Civil Relief Act, USA Patriot Act, Suspicious Activity Reports, power of attorneys, Americans with Disabilities Act, past due boxes, abandoned

TuesdayAugust 24, 2021
 

Garnishment of Protected Funds

Garnishment of Protected Funds

When funds in your customer’s account are from certain federal government payments, Treasury regulations require that you perform specific tasks if you are served a levy or garnishment order on your customer’s funds.

ThursdaySeptember 16, 2021
 

Know Your Sweepstakes, Contests and Lotteries

TuesdaySeptember 21, 2021
 

When your Customer Dies

When your Customer Dies

When your customer passes away, family members left behind often know they need to do something about deposit accounts and other banking relationships of the decedent, but don’t know what they can and cannot do with them or with checks payable to the

On-Demand Webinars about Operations Compliance

Recorded on July 27, 2021
 

Stop That Payment!

Stop That Payment!

Your customer is frantic! It’s Monday morning, and he wants your bank not to honor a payment he initiated from his account over the weekend.

Recorded on July 22, 2021
 

BSA Officer Annual Training 2021

Recorded on June 22, 2021
 

Insights, PS Ep.1, CFPB and e-Signage

Insights, PS Ep.1, CFPB and e-Signage

Insights PS is an innovative discussion of compliance hot topics. The “PS” stands for Problems and Solutions, and that we have more PostScript discussion to add to the topic.

Recorded on June 16, 2021
 

E-SIGN, It’s Value Pandemic or Not

E-SIGN, It’s Value Pandemic or Not

Electronic delivery can be your virtual friend before, during and after a pandemic. It helps the bank protect relationships, save time and money and satisfy customers who want information delivered quickly.

Recorded on May 18, 2021
 

Regulation CC: Check Collection

Regulation CC: Check Collection

Regulation CC includes rules on check collection and the relationships between depository institutions that provide for collection, presentation, and return of checks.

Recorded on May 11, 2021
 

Understanding UDAAP/UDAP and Complaints

Understanding UDAAP/UDAP and Complaints

Everything old, is new again. In January 2020, the CFPB issued a policy statement on how it was interpreting and enforcing UDAAP. In March 2021 the new acting director of the CFPB announced a reversal of that position.

Recorded on April 20, 2021
 

Reg E, All Reg E

Reg E, All Reg E

There was a headline which read, “Big Bank Pays $15.5M Penalty for Reg E Violations.” It wasn’t all claims related but fines for that were included in the total penalty.

Recorded on March 30, 2021
 

Cannabis Update: Where are we on marijuana and hemp?

Recorded on March 25, 2021
 

Reviewing Legal Documentation on Deposit Accounts

Recorded on March 23, 2021
 

Regulation CC: Funds Availability (Deposits and Holds)

Regulation CC: Funds Availability (Deposits and Holds)

If your bank delays the availability of customer deposits, it needs to ensure that its Funds Availability Disclosures include the types of holds you may place and that the holds conform to the limits imposed by Regulation CC.

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